Audit Manual

 

TABLE OF CONTENTS

 

Section 1000: Policy

1100 - Mission/Vision Statement

1200 - University of Louisiana System-Internal Audit Charter

1300 - Organizational Chart

1400 - Policy on Internal Auditing

1500 - Confidentiality

1600 - Independence

1700 - Diversity Awareness Policy 1998

 

Section 2000: Audit Process

2100 - Preliminary Survey and Research

2200 - Permanent Files

2300 - Audit Program Development

2400 - Opening Conference with Management

2500 - Fieldwork

 

Section 3000: Workpaper Organization, Review, and Retention

3100 - Workpapers

3200 - Internal Control

3300 - Audit Sampling

3400 - Flowcharting

3500 - Interviewing Techniques

3600 - Audit Evidence

3700 - Administrative Internal Control Reviews

3800 - Investigative Audits

3900 - Special Audit Areas: IT Audits -- System Control Guidelines

 

Section 4000: Reporting and Follow-up

4100 - Reporting Overview

4200 - Exit Conference

4300 - Follow-up

4400 - University of Louisiana System Internal Audit Report Due Dates

4500 - Quality Assurance

 

Section 5000: Personnel

5100 - Job Descriptions

5200 - Training and Professional Development

5300 - Education Records

 

Section 6000: Administrative Procedures

6100 - Time Reporting

6200 - Computers

6300 - Telephones

6400 - E-mail

6500 - Policies

6600 - General Information

 

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